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Financial Services and Markets Authority
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#	Item
31	The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Investec Asset Management Limited (clone of FCA authorised firm) Address: Woolgate Exchange, 25 Add to Reading List Source URL: www.finanstilsynet.no Language: English - Date: 2015-04-22 11:12:30 Financial Conduct Authority Investec Bank United Kingdom Economy of the United Kingdom Financial Services and Markets Act
32	FINANSINSPEKTIONEN Supervision of the securities market 12 MARCH 2015 12 march 2015 Add to Reading List Source URL: finansinspektionen.se Language: English - Date: 2015-03-26 09:27:34 Financial markets Late-2000s financial crisis Financial services European Union Markets in Financial Instruments Directive Financial Supervisory Authority Securities market Dodd–Frank Wall Street Reform and Consumer Protection Act Security Economics Financial economics Finance
33	Appendix 1.2 PRA RULEBOOK: REGULATORY REPORTING INSTRUMENT [YEAR] Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument in the exercise of the following powers and related provisions Add to Reading List Source URL: www.bankofengland.co.uk Language: English - Date: 2015-04-30 04:27:18 Insurance Economics Financial Services and Markets Act Financial institutions Institutional investors
34	The Financial Conduct Authority (“FCA”) of the United Kingdom would like to alert all recipients that: Boiler Room Name: Maple Securities (UK) Limited and Maple Securities (clone of FCA authorised firm) Address: Ryde Add to Reading List Source URL: www.finanstilsynet.no Language: English - Date: 2015-05-06 03:41:06 Financial Services and Markets Act United Kingdom Economy of the United Kingdom Financial Conduct Authority
35	1 Conduct Regulation - Regulation for Fair Market Conduct Presented by Clairette Ah-Hen Sabrina Gujjalu Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2013-12-30 03:40:25 Government Financial Services and Markets Act United Kingdom Economy of the United Kingdom Financial Services Authority
36	: Prudential Sourcebook for Banks, Building Societies and Investment Firms (Liquidity) (Amendment) Instrument 2010 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:17 Economics Bank Financial Services Authority Money market Market liquidity Fractional reserve banking Financial markets Finance Financial economics
37	Viewpoint April 2015 Your Global Investment Authority Equity Cyclical Outlook: Between Fed lift-off and living Add to Reading List Source URL: investments.pimco.com Language: English - Date: 2015-04-08 10:51:39 Financial services Stock market Commodities market Financial markets Collective investment scheme Futures contract Investment management Asset allocation Fundamental analysis Financial economics Investment Finance
38	PEMBROKE SYNDICATE 4000 FSA APPROVED PERSONS INSURANCE PROPOSAL FORM This is a proposal form for a policy relating only to Legal Expenses arising out of FSA Proceedings commenced during the currency of the Policy. PLEASE Add to Reading List Source URL: www.ironshore.com Language: English - Date: 2015-04-09 11:03:18 Economics Institutional investors Finance Insurance Financial Services Authority Financial adviser With-profits policy Life insurance Financial Services and Markets Act Financial economics Investment Financial institutions
39	a quick guide to … our jurisdiction: where investment firms are no longer authorised This is a quick guide to the rules and remit of the Financial Ombudsman Service – in relation to complaints about firms that are no Add to Reading List Source URL: www.financial-ombudsman.org.uk Language: English - Date: 2014-08-26 05:59:11 United Kingdom Ombudsmen in Australia Financial Ombudsman Service Government Ombudsman Financial Services Authority Financial Services and Markets Act Law Dispute resolution Legal professions
40	Election 2010: The Wisdom of Crowds? Hopes and fears for financial services ahead of the general election A CII special report Add to Reading List Source URL: www.cii.co.uk Language: English - Date: 2012-03-21 17:04:24 Financial institutions Financial markets Institutional investors Service industries Financial Services Authority Insurance Financial Regulator Financial regulation Geneva Association Financial economics Economics Finance

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